Boston Institute of Finance mutual fund advisor course : series 6 and series 63 test preparation.
Annotation Access the industry's premier print study guide and the industry's premier online test-prep materials with this unique package. The study guide consists of seven chapters, which parallel the content of the exams. Each chapter includes review questions and provides the core knowl...
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Corporate Author: | |
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Format: | Electronic eBook |
Language: | English |
Published: |
Hoboken, N.J. :
John Wiley & Sons,
©2005.
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Subjects: | |
Online Access: |
Full text (MFA users only) |
ISBN: | 0471712345 9780471712343 0471732214 9780471732211 |
Local Note: | ProQuest Ebook Central |
Table of Contents:
- Investment securities
- Securities markets
- Open-end investment companies
- Regulation of investment companies
- Variable annuities and retirement plans
- NASD rules and regulations
- Federal and state regulations.